Dan Honz Featured in the Midlands Business Journal

December 8th, 2017

Daniel Honz

Be sure to check out Dan Honz featured in a technology piece in the latest edition of the Midlands Business Journal, Vol. 43, No. 47: “Sophisticated Technologies, Strategic Partnerships Dominate Industry Landscape” by Michelle Leach.  Dan focuses on technology trends for 2018, noting that nanotechnology, patent eligibility standards with the United States Patent and Trademark Office, and licensing of IP rights are all of interest in the coming year.




October 31st, 2017

Image result for creepy ip patents

Advent wishes its clients a Happy Halloween! Take a look at the USPTO’s #CreepyIP twitter campaign to see some spooky patents and trademarks – some will make you laugh and others will make you squirm in your seat.


October 11th, 2017

The United States Patent and Trademark Office is once again accepting applications for its Patents for Humanity Program – a program that recognizes efforts by patent owners and licensees who address global challenges in health and standards of living.  The USPTO will accept applications through December 8th.  Applications can be submitted through the USPTO’s website,

The Patents for Humanity Program began as a pilot in 2012 and is now in its fourth cycle. The Program provides winners with interesting incentives (that is, beyond the incentive for benefiting your fellow man) in the form of certificates that can be redeemed to accelerate one of many prosecution matters at the Patent Office.  Example prosecution matters that can be accelerated include:

  • Examination of a patent application, including one appeal to the Patent Trial and Appeal Board (PTAB) from that application.
  • An ex parte reexamination proceeding, including one appeal to the PTAB from that proceeding.
  • An appeal to the PTAB, without accelerating the matter which generated the appeal.

The competition is open to any patent owner, patent applicant, or patent licensee. If a Patent Application is used as the basis for the Program submission, the applicant must demonstrate that a Notice of Allowance for one or more claims from that application has been issued before receiving the reward certificate.  Additional terms and conditions for the program can be found at

“Advent’s Jeff Knapp Visits the Licensing Jungle”

September 28th, 2017

Jeff Knapp

Jeff Knapp of our team visited the “Licensing Jungle,” which is an ongoing podcast series by Carmine Denesco and Jeffrey A. Mangus about patent and licensing issues. In his podcast Jeff talked to Carmine about his background as a Patent Agent and former Patent Examiner. He also provided some general guidance for those considering pursuing patent protection. To listen to the podcast, please follow the link: .

We hope you enjoy it.


ANNOUNCEMENT: Advent, LLP Adds Another Legal Expert to its Innovation Team

September 21st, 2017

 Advent is pleased to announce the addition of Collen Beard to its team of talented individuals who are the Beginning for Innovation® for companies located all over the world.  “The personnel growth and business progression we are seeing at Advent has been amazing,” said Ryan Grace co-owner.  “Collen’s skill set and experiences are an extraordinary resource to Advent’s team as we advance the next evolution of Advent that is coming in 2018,” said Rebecca Bortolotti co-owner.”

Collen’s skill set is vast. She has a law degree from Emory University and a Master’s of Science in Chemistry from the Georgia Institute of Technology.  Collen is a member of the Georgia Bar and admitted to practice before the United States Patent and Trademark Office.   During Collen’s 20+ year career in the technology and legal fields, she has been engaged in invention and design clearance, patent application drafting and prosecution, patent portfolio management, trademark clearance and registration, opinion work, licensing, competitor evaluations, and business strategies. Collen’s business experiences give her a vast array of knowledge to share with her clients.  Collen has owned and managed her own solo practice and has worked at start-up companies both as a scientist and an attorney.  She also has managed patent portfolios for Fortune 500 companies.  She has also served as general counsel and in-house counsel on several occasions.

Community responsibility and causes for humanity are also extremely important to Collen. In 2016, Collen took her skills to serve as a Peace Corps Response Volunteer in Guanajuato, Mexico.  She helped one of Mexico’s CINVESTAV research institutes develop a technology transfer office and provided advice on intellectual property.

ANNOUNCEMENT: Bortolotti Joins Advent, LLP as an Owner and Partner

September 5th, 2017

AdventIP OwnersAdvent is pleased to announce the addition of Rebecca Bortolotti as a co-owner and partner of Advent, LLP.  “This is an extremely exciting time for the future growth of Advent,” said Kevin West co-owner.  “Rebecca brings a great depth of knowledge in all areas of business and strategic innovation,” added Ryan Grace co-owner.

Rebecca’s practice will focus on a holistic approach to competitive insulation that maximizes the benefits and impact of research, innovation, and technology of her clients.  She also brings a breadth of in-house experience to support the transactional and operational needs of her clients.  A portion of her practice will be dedicated to providing strategic legal guidance as outside General Counsel.

Prior to joining Advent, Rebecca was Vice President and Chief Technology Counsel at ConAgra Brands, Inc. (formerly ConAgra Foods, Inc.), a Fortune 500 company.  Over her nearly 10 years with ConAgra, Rebecca supported all aspects of the company strategies including: organizational redesign, technology and innovation-related matters; patent prosecution and litigation; mergers & acquisitions; divestitures; spin-outs; licensing; strategic relationships; privacy and data security initiatives; and supply chain support including manufacturing and procurement.  Prior to ConAgra, Rebecca was an attorney with a national intellectual property law firm.  Her practice there focused on complex litigation and client counseling of all matters related to intellectual property.  Rebecca also served as a judicial law clerk for the Honorable Lyle E. Strom, Senior U.S. District Court Judge. Rebecca was an adjunct professor at Creighton University School of Law, where she taught Legal Writing and Trademark Law. She was also an adjunct professor at William Mitchell College of Law, teaching Patent Litigation. Rebecca is admitted to the Nebraska and Minnesota bars, and is admitted to practice before the United States Patent and Trademark Office.

Trade Secret Protection (with Brewery and Distillery Considerations) By Dan Honz

May 4th, 2017

In general, a trade secret involves information that is not generally known to the public, confers some sort of economic benefit on the holder of the information, and is the subject of reasonable efforts to maintain its secrecy. What type of information can be a trade secret?  The federal Defense of Trade Secrets Act of 2016 defines the information as all forms and types of financial, business, scientific, technical, economic, or engineering information, including patterns, plans, compilations, program devices, formulas, designs, prototypes, methods, techniques, processes, procedures, programs, or codes, whether tangible or intangible, and whether or how stored, compiled, or memorialized physically, electronically, graphically, photographically, or in writing.

This covers a lot of potential items relevant to the Brewery and Distillery Industry, such as product recipes, unique brewing or distilling procedures or processes, client lists, distribution protocols, or other information that provides actual or potential economic value from not being generally known and not being readily ascertainable by proper means. For example, a brewing or distilling recipe usually involves known ingredients such as water, malt, hops, yeast, fruit, other sugars, wood type for barrel aging, etc.  The value derived from a recipe can be attributed to the ratios, sources, and treatment of those ingredients to produce a desired result – an alcohol whose composition is valuable to a producer and whose recipe provides an economic advantage, such as through market demand or production efficiencies.  Other valuable information can include failed results – results of lengthy and expensive research or experimentation which proves that a certain process will not work.  For example, the 39 prior attempts at the WD-40 formula.  As Thomas Edison mused, “I have not failed. I’ve just found 10,000 ways that won’t work.”

So what types of information are not subject to trade secret protection? Examples of non-trade secret information include: information in the public record, copyright registrations, assignments, and contact information filed with the U.S. Copyright Office, Trademark information filed with the U.S. Patent and Trademark Office upon filing, Patent filings that are published (patent filings generally become published within 18 months of being filed unless a request not to publish is made), published sales figures, salary figures, and annual reports, information on a company website or social media pages, SEC filings, etc.  There can be some give and take in determining the proper intellectual property considerations for any given facet of a business, such as brand differentiation versus proprietary trade secret recipes.  To what degree do I want to disclose how we differ from other brands, and in doing so, am I jeopardizing a different facet of IP protection, such as trade secret protection?

Part of the value of a trade secret involves its ability not to be readily ascertainable by proper means. The “proper means” to discovering a trade secret can pose an economic hurdle to competitors, such as through reverse engineering (which involves buying the product through the open market), independent invention, through a license with the trade secret owner, or other legal observations.

Dan Honz and Mallory Henninger will be presenting more Brewery and Distillery Law Intellectual Property topics at a CLE in Des Moines, Iowa on June 23, 2017. Link for registration: NBI CLE Seminar Registration Page



April 24th, 2017

The U.S. Court of Appeals for the Federal Circuit (CAFC) recently demonstrated how a patent’s specification can influence claim construction, particularly when broad and/or ambiguous claim terms are used. In MedCo v. Mylan, the CAFC found that Mylan’s abbreviated new drug application (ANDA) for a generic of MedCo’s ANGIOMAX® did not infringe MedCo’s U.S. Patent Nos. 7,582,727 and 7,598,343 because the specifications of the patents led the court to interpret the “batches” recitation of the claims at issue as requiring a different compounding process than the compounding process in Mylan’s ANDA.

The CAFC interpreted the “batches” recitation as requiring a compounding process that achieves a batch consistency (i.e., a “same compounding process”) for the “batches.” The CAFC further found that the compounding process had to be the “efficient mixing process” described in “Example 5” of the specification because “apart from efficient mixing, no part of the patents’ disclosure teaches another method capable of producing consistent batches.” MedCo v. Mylan, No. 2015-1113 at *14 (CAFC, April 6, 2017).  The CAFC noted that “Example 5 … is not merely the only disclosed embodiment of efficient mixing—it is the only description of efficient mixing in the patents in suit that casts light on what efficient mixing is and that enables one of ordinary skill in the art to achieve the objects of the claimed invention” (emphasis in original). MedCo v. Mylan, No. 2015-1113 at *23 (CAFC, April 6, 2017).  Because Mylan’s ANDA did not require the same process to generate batches of its generic drug, it was not found to infringe.

Nontraditional Trademarks

March 8th, 2017

Generally, trademarks are thought of as a word, phrase, or picture that identifies the source of a product or service. However, trademarks can also include shapes, sounds, flavor, and feel of a product.  Although more difficult to register, even the smell or scent of a product can be trademarked.  According to the Trademark Manual of Examining Procedure, the scent of a product may be registered if used in a nonfunctional manner, and the amount of evidence that a scent or fragrance functions as a mark is substantial. See TMEP §1202.13.

Hasbro recently applied for trademark protection for the scent of its Play-doh product. Most of us know the scent of Play-doh.  In its application, Hasbro described the scent as “a unique scent formed through the combination of a sweet, slightly musky, vanilla-like fragrance, with slight overtones of cherry, and the natural smell of a salted, wheat-based dough.”

Hasbro’s trademark application shows that businesses are increasingly protecting their intellectual property. As long as the mark is nonfunctional and distinctive, a business can obtain trademarks other than the usual word or graphic marks.

Hasbro’s application can be found here: Hasbro Trademark application.

Valentine’s Day 2017 – Patenting Love

February 14th, 2017

With today being Valentine’s Day, we consider the concept of love, which can have different meanings to different people around the world. Does such universal ambiguity leave love too abstract for consideration as patentable subject matter?  Here is an issued patent that brings love straight into the claims:


U.S. Patent No. 9,269,077 “Address book autofilter”

This AT&T patent provides a filtering mechanism for an address book with focus on connections with social networking sites. An individual’s contacts can be ranked according to interactions with the contact, where messages with affective terms can cause a contact to be ranked higher.  Claim 12 brings the romance, where a processor can parse messages between an individual and their contacts to determine when the affective terms are “indicative of meaningful relationships” and “wherein the affective terms are indicative of expressing love.”  How is a processor capable of discerning whether someone is expressing love?  The patent specifies that “[a]ffective terms and phrases may be predefined and stored, e.g., in the database 80 and/or user profile 115, and affective terms and phrases may include love, like, miss you, see you soon, along with other terms understood to show affection.”  Perhaps some people could benefit from the cold and calculated understanding of love by our machines.


Is the AT&T patent more romantic than this patent application for proposing marriage to an individual?  We’ll let you decide.

Crowdfunding Starts the Patent Clock Ticking

February 7th, 2017

Crowdfunding through websites like Kickstarter and Indiegogo is becoming an increasingly popular way to launch new products and businesses. These sites have been particularly valuable in helping startups launch innovative new products.  While crowdfunding can be an excellent opportunity for entrepreneurs to get market feedback and raise capital, it can have serious impacts on intellectual property rights.

Crowdfunding can damage your intellectual property rights because it constitutes a public disclosure, which starts the clock ticking for filing patent applications. If you do not file a patent application within one year of the date of first public disclosure, you have dedicated the invention to the public and lost the right to a patent.  Additionally, because the United States has a first-to-file patent system, inventors who crowdfund without first filing a patent application expose themselves to copying and knockoffs.  Crowdfunding also exposes you to counterfeiting of trademarks and copyrighted materials.

Exposure to infringement suits is another pitfall of crowdfunding. Even highly successful crowdfunding projects have been sued for patent infringement.  Additionally, use of trademarks and logos without proper vetting can result in cease-and-desist letters, lawsuits, and bad publicity.

We recommend seeking IP protection prior to starting a crowdfunding campaign. Filing a provisional patent application can be a low cost way to protect your patent rights, and federally registering your trademark or logo can be critical to protecting your branding strategy.  Further, proactive use of patent and trademark searching services can minimize your legal risk.  While crowdfunding can be a great asset to startups and inventors, we encourage you to take appropriate measures to protect your own IP rights and avoid infringing the rights of others.

CAFC Finds Claims to a Graphical User Interface Patent-Eligible Under 35 U.S.C. § 101

January 20th, 2017


In a recent decision, the U.S. Court of Appeals for the Federal Circuit (CAFC) affirmed a district court holding of subject matter eligibility for claims directed to a graphical user interface (GUI). In Trading Techs. Int’l., Inc. v. CQG, Inc., U.S. Patent Nos. 6,772,132 (the ‘132 patent) and 6,766,304 (the ‘304 patent) were under consideration.  In its opinion, the CAFC performed §101 subject matter eligibility analysis for claim 1 of the ‘304 patent, which recites:

1.    A method for displaying market information relating to and facilitating trading of a commodity being traded in an electronic exchange having an inside market with a highest bid price and a lowest ask price on a graphical user interface, the method comprising:

dynamically displaying a first indicator in one of a plurality of locations in a bid display region, each location in the bid display region corresponding to a price level along a common static price axis, the first indicator representing quantity associated with at least one order to buy the commodity at the highest bid price currently available in the market;

dynamically displaying a second indicator in one of a plurality of locations in an ask display region, each location in the ask display region corresponding to a price level along the common static price axis, the second indicator representing quantity associated with at least one order to sell the commodity at the lowest ask price currently available in the market;

displaying the bid and ask display regions in relation to fixed price levels positioned along the common static price axis such that when the inside market changes, the price levels along the common static price axis do not move and at least one of the first and second indicators moves in the bid or ask display regions relative to the common static price axis;

displaying an order entry region comprising a plurality of locations for receiving commands to send trade orders, each location corresponding to a price level along the common static price axis; and

in response to a selection of a particular location of the order entry region by a single action of a user input device, setting a plurality of parameters for a trade order relating to the commodity and sending the trade order to the electronic exchange.


Under step 1 of the Alice test (is the claim directed to a patent-ineligible concept, i.e., a law of nature, natural phenomenon, or abstract idea?), the CAFC agreed with the district courts finding that “rather than reciting ‘a mathematical algorithm,’ ‘a fundamental economic or longstanding commercial practice,’ or ‘a challenge in business,’ the challenged patents ‘solve problems of prior graphical user interface devices . . . in the context of computerized trading[] relating to speed, accuracy and usability.’” Trading Techs. Int’l., Inc. v. CQG, Inc., No. 2016-1616 at *6 (CAFC, January 18, 2016).  The district court had performed an Alice Step 2 analysis, although unnecessary if the answer to the inquiry of Alice Step 1 is “no.”  Regarding Alice Step 2, the CAFC stated that “district court’s rulings are in accord with precedent,” where the district court had “concluded that the specific structure and concordant functionality of the graphical user interface are removed from abstract ideas, as compared to conventional computer implementations of known procedures.” Id. at *7.

The CAFC concluded that “[f]or Section 101 purposes, the claimed subject matter is ‘directed to a specific improvement to the way computers operate,’ id., for the claimed graphical user interface method imparts a specific functionality to a trading system ‘directed to a specific implementation of a solution to a problem in the software arts.’” Id. at *9.  The CAFC decision in Trading Techs. Int’l., Inc. v. CQG, Inc. is favorable to software-related inventions that can be classified as specific improvements to the way a computer operates, e.g., increasing efficiency, accuracy, usability, etc.


Obviousness at the Federal Circuit

December 21st, 2016

In a recent Federal Circuit decision, In re NuVasive, Inc. (Fed. Cir. 2016), the Court remanded a Patent Trial and Appeal Board (“PTAB”) decision because the PTAB invalidated claims in a patent without articulating a reason why the cited prior art references would be obvious to combine.

Under 35 U.S.C. §103, a claim is invalid if the differences between the prior art and the claim could have been obvious to a person having ordinary skill in the art (“PHOSITA”) considering the issue at the time the invention was made. In KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398 (2007), the U.S. Supreme Court held that the motivation to combine references need not be found expressly in the prior art itself, but may be explained by a fact finder using common sense.  The KSR Court additionally wrote that it can be important to identify a reason that would have prompted a person having ordinary skill in the art to combine the elements in the way the claimed new invention does.

According to the Court in NuVasive, “the PTAB failed to explain the reason why a PHOSITA would have been motivated to modify [the prior art]” and the Court could not “’reasonably discern’ the PTAB’s reasoning as to motivation to combine…”  This case illustrates that ensuring the Patent Office clearly articulates a reason to combine prior art references can be an effective tool for rebutting obviousness.

The opinion can be found here: In re NuVasive, Inc. (Fed. Cir. 2016).

IP Attaché Program: A Valuable USPTO Tool for Protecting U.S. Stakeholders Abroad

December 21st, 2016

The USPTO’s IP Attaché Program was recently featured by the Department of Commerce as being a valuable for U.S. businesses and stakeholders seeking to protect their IP interests abroad.  Serving at embassies, consulates, and missions in 14 locations around the world, the IP Attachés work to improve intellectual property systems internationally and help U.S. stakeholders navigate IP systems abroad.

IP Attachés work as advocates for improved IP policies, laws, and regulations abroad.  Attachés provide services such as raising IP issues with foreign government officials, providing IP training, conducting public awareness programs, and presenting and explaining U.S. government positions.  IP Attachés also provide services that benefit U.S. businesses and stakeholders directly.  For example, U.S. businesses seeking to enter foreign markets or conduct business abroad can contact Attachés for information on how to navigate foreign laws and regulations, how foreign courts and governments work, and how to protect and enforce IP rights abroad.

The IP Attaché Program is a valuable resource for U.S. businesses seeking IP protection abroad.  To read the complete article by the Department of Commerce, visit:  For general information on the IP Attaché Program, visit:

USPTO Memorandum Regarding Recent Subject Matter Eligibility Decisions

November 8th, 2016

The USPTO has issued a memo regarding subject matter eligibility in light of the recent Federal Circuit decisions (including McRO). In summary, the memo sets forth that (1) an “improvement in computer-related technology” can be a set of “rules” that improve computer-related technology by allowing computer performance a function not previously performable by a computer; (2) several recent decisions discuss the role of preemption in eligibility analysis; and (3) examiners should not rely upon non-precedential decisions –

Tyson Benson